HARMONIC INC. — Director's Dealing 2018

Dec 17, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2018-12-14

Reporting Person: SWENSON SUSAN (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-12-14	Common Stock	M	30000	$4.24	Acquired	152444	Direct
2018-12-14	Common Stock	S	30000	$5.1842	Disposed	122444	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-12-14	Stock Option/Right to Buy	$4.24	M	30000	Disposed	2019-07-30	Common Stock (30000)	Direct

Footnotes

F1: These shares of common stock were acquired upon the exercise of a stock option/right to buy on December 14, 2018. The option was initially granted to the Reporting Person on 7/30/2012, and was identified on a Form 4 filed by the Reporting Person on 8/1/2012.