HARMONIC INC. — Director's Dealing 2017

Jan 11, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2017-01-11

Reporting Person: LOOKABAUGH TOM (Director)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-01-11	Restricted Stock Units	$0.00	A	23529	Acquired	2018-01-11	Common Stock (23529)	Direct
2017-01-11	Stock Option/Right to buy	$5.10	A	30000	Acquired	2020-01-11	Common Stock (30000)	Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of Harmonic common stock.

F2: The shares subject to these restricted stock units are scheduled to vest in full in one installment on January 11, 2018. Vested shares will be delivered to the reporting person on or immediately following January 11, 2018.

F3: The Option becomes exercisable as to 1/36th of the Shares subject to the Option at the end of each month following the Vesting Commencement Date.