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HARMONIC INC. Director's Dealing 2017

May 17, 2017

32122_dirs_2017-05-17_b2ae681f-e163-4824-8130-742f8692ccaa.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2017-05-15

Reporting Person: Ben-Natan Nimrod (SVP and GM, Edge Business)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-05-15 Common Stock M 4012 $0.00 Acquired 61921 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-02-15 Restricted Stock Unit $0.00 M 4012 Disposed 2018-02-15 Common Stock (4012) Direct

Footnotes

F1: These shares of common stock were acquired upon the vesting of restricted stock units on 5/15/2017. These restricted stock units were initially granted to the Reporting Person on 3/14/2016, and were identified on a Form 4 filed by the Reporting Person on 3/16/2016.