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HARMONIC INC. — Director's Dealing 2017
Jun 12, 2017
32122_dirs_2017-06-12_55925ceb-593c-4e86-82e8-a189310004e9.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2017-06-06
Reporting Person: Kalra Sanjay (Chief Financial Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 0 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.00 | 2019-11-01 | Common Stock (30000) | Direct | |
| Stock Options/Right to buy | $4.65 | 2023-11-21 | Common Stock (30000) | Direct | |
| Restricted Stock Units | $0.00 | 2019-02-15 | Common Stock (11000) | Direct |
Footnotes
F1: Thirty three percent of the Shares subject to the Restricted Stock Unit (RSU) Grant are scheduled to vest twelve months after the Vesting Commencement Date, and equal increments of the Shares subject to the RSU are scheduled to vest each six months thereafter, until fully vested on the third anniversary of the Vesting Commencement Date.
F2: Thirty three percent of the Shares subject to the Option are scheduled to vest twelve months after the Vesting Commencement Date, and one thirty sixth of the Shares subject to the Option are scheduled to vest monthly thereafter.
F3: Fifty percent of the Shares subject to the Restricted Stock Unit (RSU) Grant are scheduled to vest twelve months after the Vesting Commencement Date, and equal increments of the Shares subject to the RSU are scheduled to vest quarterly thereafter, until fully vested on the second anniversary of the Vesting Commencement Date.