HARMONIC INC. — Director's Dealing 2017

Nov 17, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2017-11-15

Reporting Person: Ben-Natan Nimrod (SVP and GM, Edge Business)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-11-15	Common Stock	M	4012	$0.00	Acquired	74045	Direct
2017-11-15	Common Stock	M	17142	$0.00	Acquired	91187	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-11-15	Restricted Stock Unit	$0.00	M	4012	Disposed	2018-02-15	Common Stock (4012)	Direct

Footnotes

F1: These shares of common stock were acquired upon the vesting of restricted stock units on 11/15/2017. These restricted stock units were initially granted to the Reporting Person on 3/14/2016, and were identified on a Form 4 filed by the Reporting Person on 3/16/2016.

F2: These shares of common stock were acquired upon the vesting of performance-based restricted stock units on 11/15/2017.