HARMONIC INC. — Director's Dealing 2016

Oct 27, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2016-10-27

Reporting Person: COVERT HAROLD L (Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-10-27	Common Stock	M	36666	$0.00	Acquired	122306	Direct
2016-10-27	Common Stock	F	13779	$4.85	Disposed	108527	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-10-27	Restricted Stock Unit	$0.00	M	36666	Disposed	2018-10-27	Common Stock (36666)	Direct

Footnotes

F1: These shares of common stock were acquired upon the vesting of restricted stock units on 10/27/2016. These restricted stock units were initially granted to the Reporting Person on 11/3/2015, and were identified on a Form 4 filed by the Reporting Person on 11/5/2015.

F2: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.