HARMONIC INC. — Director's Dealing 2016

Nov 17, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2016-11-15

Reporting Person: Ben-Natan Nimrod (SVP and GM, Edge Business)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-11-15	Common Stock	M	792	$0.00	Acquired	38326	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-11-15	Restricted Stock Unit	$0.00	M	792	Disposed	2017-03-01	Common Stock (792)	Direct

Footnotes

F1: These shares of common stock were acquired upon the vesting of restricted stock units on 11/15/2016. These restricted stock units were initially granted to the Reporting Person on 8/19/2016, and were identified on a Form 4 filed by the Reporting Person on 8/23/2016.