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HARMONIC INC. — Director's Dealing 2015
Feb 4, 2015
32122_dirs_2015-02-04_6db71975-f349-46ce-b499-d742e0bed591.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2015-02-03
Reporting Person: Bonasera Charles (SVP, Operations and Quality)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-02-03 | Common Stock | M | 22500 | $5.63 | Acquired | 31083 | Direct |
| 2015-02-03 | Common Stock | S | 22500 | $7.7233 | Disposed | 8583 | Direct |
| 2015-02-03 | Common Stock | M | 7697 | $5.78 | Acquired | 16280 | Direct |
| 2015-02-03 | Common Stock | S | 7697 | $7.78 | Disposed | 8583 | Direct |
| 2015-02-04 | Common Stock | M | 15662 | $5.78 | Acquired | 24245 | Direct |
| 2015-02-04 | Common Stock | S | 15662 | $7.78 | Disposed | 8583 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-02-03 | Right to buy | $5.63 | M | 22500 | Disposed | 2016-02-24 | Common Stock (22500) | Direct |
| 2015-02-03 | Right to buy | $5.78 | M | 7697 | Disposed | 2020-03-15 | Common Stock (7697) | Direct |
| 2015-02-04 | Right to buy | $5.78 | M | 15662 | Disposed | 2020-03-15 | Common Stock (15662) | Direct |
Footnotes
F1: Per 10b5-1 Plan dated December 12, 2014.
F2: These shares of common stock were acquired upon the exercise of stock options on 2/3/2015. These options were initially granted to the Reporting Person on 2/24/2009, and were identified on a Form 4 filed by the Reporting Person on 2/26/2009.
F3: These shares of common stock were acquired upon the exercise of stock options on 2/3/2015. These options were initially granted to the Reporting Person on 3/15/2013, and were identified on a Form 4 filed by the Reporting Person on 3/19/2013.
F4: These shares of common stock were acquired upon the exercise of stock options on 2/4/2015. These options were initially granted to the Reporting Person on 3/15/2013, and were identified on a Form 4 filed by the Reporting Person on 3/19/2013.