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HARMONIC INC. — Director's Dealing 2015
Feb 12, 2015
32122_dirs_2015-02-12_aa739f40-5707-4713-b2fc-fafe51a4b4ad.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2015-02-10
Reporting Person: REDDERSEN WILLIAM F (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-02-10 | Common stock | M | 10000 | $6.32 | Acquired | 123595 | Direct |
| 2015-02-10 | Common stock | S | 8319 | $7.7002 | Disposed | 115276 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-02-10 | Right to buy/stock option | $6.32 | M | 10000 | Disposed | 2015-05-26 | Common Stock (10000) | Direct |
Footnotes
F1: These shares of common stock were acquired upon the exercise of stock options on 2/10/2015. These options were initially granted to the Reporting Person on 5/26/2005, and were identified on a Form 4 filed by the Reporting Person on 5/26/2005.
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