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HARMONIC INC. — Director's Dealing 2015
Feb 17, 2015
32122_dirs_2015-02-17_ca8bc09c-f7ac-40e7-93a7-1f3df7353ee5.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2015-02-04
Reporting Person: Spriester Bart (SVP, Video Products)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Right to buy/stock option | $6.88 | 2021-09-06 | Common Stock (100000) | Direct | |
| Restricted Stock Units | $0.00 | 2016-09-02 | Common Stock (50000) | Direct |
Footnotes
F1: Thirty three percent of the Shares subject to the Option are scheduled to vest twelve months after the Vesting Commencement Date, and one thirty sixth of the Shares subject to the Option are scheduled to vest monthly thereafter.
F2: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.
F3: Fifty percent of the shares subject to the restricted stock units are scheduled to vest on September 2, 2015, and the remaining fifty percent of the restricted stock units are scheduled to vest on September 2, 2016.