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HARMONIC INC. — Director's Dealing 2015
Feb 17, 2015
32122_dirs_2015-02-17_c5edd788-f52f-4314-85eb-7347796b3208.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2015-02-04
Reporting Person: Ben-Natan Nimrod (SVP and GM, Edge Business)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 26250 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Right to buy/stock option | $8.17 | 2015-05-15 | Common Stock (29168) | Direct | |
| Right to buy/stock option | $6.14 | 2017-02-19 | Common Stock (11375) | Direct | |
| Right to buy/stock option | $9.69 | 2018-03-04 | Common Stock (60000) | Direct | |
| Right to buy/stock option | $6.14 | 2019-02-28 | Common Stock (65000) | Direct | |
| Restricted stock units | $0.00 | 2016-02-15 | Common Stock (10000) | Direct | |
| Right to buy/stock option | $5.78 | 2020-03-15 | Common Stock (97500) | Direct | |
| Right to buy/stock option | $6.49 | 2021-03-14 | Common Stock (100000) | Direct | |
| Restricted stock units | $0.00 | 2016-02-15 | Common Stock (12500) | Direct |
Footnotes
F1: Twenty-five percent of the Shares subject to the Option vested twelve months after the Vesting Commencement Date, and one forty eighth of the Shares subject to the Option vested monthly thereafter.
F2: Twenty-five percent of the Shares subject to the Option vested twelve months after the Vesting Commencement Date, and one forty eighth of the Shares subject to the Option vests monthly thereafter.
F3: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.
F4: The shares subject to the restricted stock units are scheduled to vest in equal parts on August 15, 2015 and February 15, 2016.