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HARMONIC INC. — Director's Dealing 2015
Feb 18, 2015
32122_dirs_2015-02-18_c94fb513-18fa-40b6-9f87-6c889f02554d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2015-02-15
Reporting Person: GALLAGHER PATRICK (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-02-15 | Common Stock | M | 16949 | $0.00 | Acquired | 109717 | Direct |
| 2015-02-17 | Common Stock | S | 9717 | $7.8849 | Disposed | 100000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-02-15 | Restricted Stock Units | $0.00 | M | 16949 | Disposed | 2015-02-15 | Common Stock (16949) | Direct |
Footnotes
F1: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2015. These restricted stock units were initially granted to the recipient on 3/14/2014, and were identified on a Form 4 filed 3/18/2014.
F2: Per 10b5-1 Plan dated November 25, 2014.
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