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HARMONIC INC. — Director's Dealing 2015
Feb 18, 2015
32122_dirs_2015-02-18_cf59b7b2-15d0-4e64-b1ec-10bc3a33e851.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2015-02-15
Reporting Person: Stromeyer George (SVP of Worldwide Sales)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-02-15 | Common Stock | M | 11250 | $0.00 | Acquired | 42650 | Direct |
| 2015-02-15 | Common Stock | F | 4473 | $7.90 | Disposed | 38177 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-02-15 | Restricted Stock Units | $0.00 | M | 11250 | Disposed | 2016-02-15 | Common Stock (11250) | Direct |
Footnotes
F1: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2015. These restricted stock units were initially granted to the Reporting Person on 3/14/2014, and were identified on a Form 4 filed by the Reporting Person on 3/18/2014.
F2: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.
F3: This balance of shares includes 1,223 shares of common stock acquired by the Reporting Person in the company employee stock purchase plan purchase of July 1, 2014, and 1,451 shares of common stock acquired by the Reporting Person in the Harmonic employee stock purchase plan purchase of January 2, 2015.