HARMONIC INC. — Director's Dealing 2015

Aug 18, 2015

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2015-08-15

Reporting Person: Ben-Natan Nimrod (SVP and GM, Edge Business)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2015-08-15	Common Stock	M	5000	$0.00	Acquired	5000	Direct
2015-08-15	Common Stock	M	6250	$0.00	Acquired	11250	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2015-08-15	Restricted Stock Units	$0.00	M	5000	Disposed	2016-02-15	Common Stock (5000)	Direct
2015-08-15	Restricted Stock Units	$0.00	M	6250	Disposed	2016-02-15	Common Stock (6250)	Direct

Footnotes

F1: These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2015. These restricted stock units were initially granted to the Reporting Person on 2/28/2012, and were identified on a Form 4 filed by the Reporting Person on 3/1/2012.

F2: These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2015. These restricted stock units were initially granted to the recipient on 3/14/2014, and were identified on a Form 4 filed 3/18/2014.