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HARMONIC INC. Director's Dealing 2014

Feb 24, 2014

32122_dirs_2014-02-24_949e7701-bcf6-414f-9e5b-dea3fa8971f2.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2014-02-21

Reporting Person: KVAMME FLOYD E (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-02-21 Common Stock M 10000 $6.40 Acquired 616452 Direct
2014-02-21 Common Stock M 10000 $6.40 Acquired 626452 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-02-21 Right to buy $6.40 M 10000 Disposed 2014-05-27 Common Stock (10000) Direct
2014-02-21 Right to buy $6.40 M 10000 Disposed 2014-05-27 Common Stock (10000) Direct

Footnotes

F1: These shares of common stock were acquired upon the exercise of stock options on 2/21/2014. These options were initially granted to the Reporting Person on 5/27/2004, and were identified on a Form 4 filed by the Reporting Person on 5/28/2004.