HARMONIC INC. — Director's Dealing 2014

Apr 28, 2014

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2014-04-24

Reporting Person: REDDERSEN WILLIAM F (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2014-04-24	Common Stock	M	10000	$6.40	Acquired	122257	Direct
2014-04-24	Common Stock	S	9331	$7.2362	Disposed	112926	Direct
2014-04-24	Common Stock	M	10000	$6.40	Acquired	122926	Direct
2014-04-24	Common Stock	S	9331	$7.2362	Disposed	113595	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2014-04-24	Right to buy	$6.40	M	10000	Disposed	2014-05-27	Common Stock (10000)	Direct
2014-04-24	Right to buy	$6.40	M	10000	Disposed	2014-05-27	Common Stock (10000)	Direct

Footnotes

F1: These shares of common stock were acquired upon the exercise of stock options on 4/24/2014. These options were initially granted to the Reporting Person on 5/27/2004, and were identified on a Form 4 filed by the Reporting Person on 5/28/2004.