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HARMONIC INC. Director's Dealing 2013

Feb 26, 2013

32122_dirs_2013-02-26_ab67c845-1663-4c90-842a-694990bf3037.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2013-02-22

Reporting Person: KVAMME FLOYD E (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-02-22 Common Stock M 10000 $3.89 Acquired 577421 Direct
2013-02-22 Common Stock M 10000 $3.965 Acquired 587421 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-02-22 Right to buy $3.89 M 10000 Disposed 2013-05-22 Common Stock (10000) Direct
2013-02-22 Right to buy $3.965 M 10000 Disposed 2013-06-28 Common Stock (10000) Direct

Footnotes

F1: These shares of common stock were acquired upon the exercise of stock options on 2/22/2013. These options were initially granted to the Reporting Person on 5/22/2003, and were identified on a Form 4 filed by the Reporting Person on 5/23/2003.

F2: These shares of common stock were acquired upon the exercise of stock options on 2/22/2013. These options were initially granted to the Reporting Person on 6/28/2006, and were identified on a Form 4 filed by the Reporting Person on 6/29/2006.