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HARMONIC INC. — Director's Dealing 2013
Mar 15, 2013
32122_dirs_2013-03-15_2565aa39-12db-459e-83c6-4b63c9459b78.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2013-03-13
Reporting Person: SOLOMON LEWIS (Director, Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-03-13 | Common Stock | M | 10000 | $3.89 | Acquired | 83737 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-03-13 | Common Stock/Right to buy | $3.89 | M | 10000 | Disposed | 2013-05-22 | Common Stock (10000) | Direct |
Footnotes
F1: These shares of common stock were acquired upon the exercise of stock options on 3/13/2013. These options were initially granted to the Reporting Person on 5/22/2003, and were identified on a Form 4 filed by the Reporting Person on 5/23/2003.
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