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HARMONIC INC. Director's Dealing 2013

May 6, 2013

32122_dirs_2013-05-06_da7eb62f-b4cf-44d1-8d8c-7e7424e2bf65.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2013-05-03

Reporting Person: HARSHMAN PATRICK (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-05-03 Common Stock M 35000 $5.14 Acquired 261373 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-05-03 Right to buy $5.14 M 35000 Disposed 2013-05-04 Common Stock (35000) Direct

Footnotes

F1: These shares of common stock were acquired upon the exercise of stock options on 5/3/2013. These options were initially granted to the Reporting Person on 5/4/2006, and were identified on a Form 4 filed by the Reporting Person on 5/8/2006.