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HARMONIC INC. — Director's Dealing 2013
May 6, 2013
32122_dirs_2013-05-06_da7eb62f-b4cf-44d1-8d8c-7e7424e2bf65.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2013-05-03
Reporting Person: HARSHMAN PATRICK (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-03 | Common Stock | M | 35000 | $5.14 | Acquired | 261373 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-05-03 | Right to buy | $5.14 | M | 35000 | Disposed | 2013-05-04 | Common Stock (35000) | Direct |
Footnotes
F1: These shares of common stock were acquired upon the exercise of stock options on 5/3/2013. These options were initially granted to the Reporting Person on 5/4/2006, and were identified on a Form 4 filed by the Reporting Person on 5/8/2006.
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