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HARMONIC INC. — Director's Dealing 2013
Jun 14, 2013
32122_dirs_2013-06-14_773d59ed-7d8f-4c69-bcee-d5a7cb0fd1ee.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2013-06-14
Reporting Person: Stromeyer George (SVP of Worldwide Sales)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-06-14 | Stock option/Right to buy | $6.13 | A | 100000 | Acquired | 2020-06-14 | Common Stock (100000) | Direct |
| 2013-06-14 | Restricted Stock Units | $0.00 | A | 60000 | Acquired | 2015-06-03 | Common Stock (60000) | Direct |
Footnotes
F1: One third (33.33%) of the Shares subject to the Option are scheduled to vest on June 3, 2014, and the remaining Shares subject to the Option are scheduled to vest in equal monthly installments over the following two (2) year period.
F2: Each restricted stock unit represents a contingent right to receive one share of Harmonic common stock.
F3: Fifty percent of the shares subject to the restricted stock units are scheduled to vest on June 3, 2014, and the remaining fifty percent of the restricted stock units are scheduled to vest in full on June 3, 2015.