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HARMONIC INC. Director's Dealing 2013

Aug 15, 2013

32122_dirs_2013-08-15_bfab7849-a56a-42dc-89eb-3f67a90ce30f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2013-08-14

Reporting Person: SOLOMON LEWIS (Director, Chairman)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-08-14 Common Stock M 8650 $0.00 Acquired 102387 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-08-14 Restricted Stock Unit (RSU) $0.00 M 8650 Disposed 2013-08-14 Common Stock (8650) Direct

Footnotes

F1: These shares of common stock were acquired upon the partial vesting of restricted stock units granted on March 15, 2013, and reflect prorated vesting upon Mr. Solomon's retirement from the Harmonic Board of Directors effective August 14, 2013. These restricted stock units were previously identified on a Form 4 filed on March 19, 2013.