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HARMONIC INC. — Director's Dealing 2013
Aug 15, 2013
32122_dirs_2013-08-15_bfab7849-a56a-42dc-89eb-3f67a90ce30f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2013-08-14
Reporting Person: SOLOMON LEWIS (Director, Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-14 | Common Stock | M | 8650 | $0.00 | Acquired | 102387 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-14 | Restricted Stock Unit (RSU) | $0.00 | M | 8650 | Disposed | 2013-08-14 | Common Stock (8650) | Direct |
Footnotes
F1: These shares of common stock were acquired upon the partial vesting of restricted stock units granted on March 15, 2013, and reflect prorated vesting upon Mr. Solomon's retirement from the Harmonic Board of Directors effective August 14, 2013. These restricted stock units were previously identified on a Form 4 filed on March 19, 2013.
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