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HARMONIC INC. — Director's Dealing 2011
Aug 10, 2011
32122_dirs_2011-08-10_acd70db9-f680-472d-ac4e-64427781fcae.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2011-08-09
Reporting Person: HARSHMAN PATRICK (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-08-09 | Common Stock | P | 600 | $5.05 | Acquired | 177816 | Direct |
| 2011-08-09 | Common Stock | P | 1280 | $5.06 | Acquired | 179096 | Direct |
| 2011-08-09 | Common Stock | P | 3200 | $5.07 | Acquired | 182296 | Direct |
| 2011-08-09 | Common Stock | P | 3500 | $5.08 | Acquired | 185796 | Direct |
| 2011-08-09 | Common Stock | P | 6100 | $5.09 | Acquired | 191896 | Direct |
| 2011-08-09 | Common Stock | P | 5320 | $5.10 | Acquired | 197216 | Direct |
Footnotes
F1: These shares were acquired by Mr. Harshman in an open market purchase of Harmonic Inc. Common Stock.
F2: Includes 52,500 unvested shares which remain subject to Restricted Stock Units from the Restricted Stock Unit grant that was made to Mr. Harshman on 2/24/2009, previously identified on a Form 4 filed 2/26/2009.
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