AI assistant
HARMONIC INC. — Director's Dealing 2011
Feb 17, 2011
32122_dirs_2011-02-17_94b7075b-82e3-490b-bdd4-7b17bcda38a2.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2011-02-15
Reporting Person: Bonasera Charles (Vice President, Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-02-15 | Common Stock | A | 10500 | $0.00 | Acquired | 36750 | Direct |
| 2011-02-15 | Common Stock | F | 4029 | $9.63 | Disposed | 32721 | Direct |
| 2011-02-15 | Common Stock | A | 4375 | $0.00 | Acquired | 37096 | Direct |
| 2011-02-15 | Common Stock | F | 1827 | $9.63 | Disposed | 35229 | Direct |
| 2011-02-16 | Common Stock | S | 8819 | $9.743 | Disposed | 26410 | Direct |
| 2011-02-16 | Common Stock | S | 200 | $9.74 | Disposed | 26210 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-02-15 | Restricted Stock Units | $0.00 | M | 10500 | Disposed | 2014-02-15 | Common Stock (10500) | Direct |
| 2011-02-15 | Restricted Stock Units | $0.00 | M | 4375 | Disposed | 2013-02-15 | Common Stock (4375) | Direct |
Footnotes
F1: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2011. These restricted stock units were initially granted to the Reporting Person on 2/19/2010, and were identified on a Form 4 filed by the Reporting Person on 2/19/2010.
F2: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.
F3: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2011. These restricted stock units were initially granted to the Reporting Person on 2/24/2009, and were identified on a Form 4 filed by the Reporting Person on 2/26/2009.
F4: Includes 17,500 unvested shares which remain subject to Restricted Stock Units from the Restricted Stock Unit grant that was made to Mr. Bonasera on 2/24/2009, previously identified on a Form 4 filed 2/26/2009.