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HARMONIC INC. Director's Dealing 2011

Feb 17, 2011

32122_dirs_2011-02-17_94b7075b-82e3-490b-bdd4-7b17bcda38a2.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2011-02-15

Reporting Person: Bonasera Charles (Vice President, Operations)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2011-02-15 Common Stock A 10500 $0.00 Acquired 36750 Direct
2011-02-15 Common Stock F 4029 $9.63 Disposed 32721 Direct
2011-02-15 Common Stock A 4375 $0.00 Acquired 37096 Direct
2011-02-15 Common Stock F 1827 $9.63 Disposed 35229 Direct
2011-02-16 Common Stock S 8819 $9.743 Disposed 26410 Direct
2011-02-16 Common Stock S 200 $9.74 Disposed 26210 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2011-02-15 Restricted Stock Units $0.00 M 10500 Disposed 2014-02-15 Common Stock (10500) Direct
2011-02-15 Restricted Stock Units $0.00 M 4375 Disposed 2013-02-15 Common Stock (4375) Direct

Footnotes

F1: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2011. These restricted stock units were initially granted to the Reporting Person on 2/19/2010, and were identified on a Form 4 filed by the Reporting Person on 2/19/2010.

F2: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.

F3: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2011. These restricted stock units were initially granted to the Reporting Person on 2/24/2009, and were identified on a Form 4 filed by the Reporting Person on 2/26/2009.

F4: Includes 17,500 unvested shares which remain subject to Restricted Stock Units from the Restricted Stock Unit grant that was made to Mr. Bonasera on 2/24/2009, previously identified on a Form 4 filed 2/26/2009.