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HARMONIC INC. — Director's Dealing 2011
Jun 28, 2011
32122_dirs_2011-06-28_4e848217-248a-4249-8155-edd0a0500406.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2011-06-27
Reporting Person: LEY ANTHONY J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-06-27 | Common Stock | M | 61665 | $5.86 | Acquired | 439668 | Direct |
| 2011-06-27 | Common Stock | S | 61665 | $7.0117 | Disposed | 378003 | Direct |
| 2011-06-27 | Common Stock | M | 58333 | $5.87 | Acquired | 436336 | Direct |
| 2011-06-27 | Common Stock | S | 58333 | $7.0117 | Disposed | 378003 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-06-27 | Right to buy | $5.86 | M | 61665 | Disposed | 2011-06-30 | Common Stock (61665) | Direct |
| 2011-06-27 | Right to buy | $5.87 | M | 58333 | Disposed | 2011-06-30 | Common Stock (58333) | Direct |
Footnotes
F1: Per 10b5-1 Plan dated August 20, 2010.
F2: Twenty-five percent of the Shares subject to the Option vested twelve months after the Vesting Commencement Date, and one forty eighth of the Shares subject to the Option vested monthly thereafter.
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