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HARMONIC INC. — Director's Dealing 2011
Nov 17, 2011
32122_dirs_2011-11-17_18f1d758-bca4-444f-b2a5-5112434e342e.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2011-11-15
Reporting Person: AVER CAROLYN V (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-11-15 | Common stock | A | 13750 | $0.00 | Acquired | 31163 | Direct |
| 2011-11-15 | Common stock | F | 5043 | $5.64 | Disposed | 26120 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-11-15 | Restricted Stock Units | $0.00 | M | 13750 | Disposed | 2014-05-15 | Common Stock (13750) | Direct |
Footnotes
F1: These shares of common stock were acquired upon the vesting of restricted stock units on 11/15/2011. These restricted stock units were initially granted to the Reporting Person on 6/1/2010, and were identified on a Form 4 filed by the Reporting Person on 6/3/2010.
F2: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.
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