AI assistant
HARMONIC INC. — Director's Dealing 2010
Aug 17, 2010
32122_dirs_2010-08-17_ad30164c-34b9-47fa-8d5f-b7d8aafc128a.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2010-08-15
Reporting Person: Ben-Natan Nimrod (VP, Solutions & Strategy)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-08-15 | Common Stock | A | 4375 | $0.00 | Acquired | 36304 | Direct |
| 2010-08-15 | Common Stock | F | 1604 | $6.11 | Disposed | 34700 | Direct |
| 2010-08-17 | Common Stock | S | 2100 | $6.14 | Disposed | 32600 | Direct |
Footnotes
F1: These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2010. These restricted stock units were initially granted to the Reporting Person on 2/24/2009, and were identified on a Form 4 filed by the Reporting Person on 2/26/2009.
F2: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.
F3: Per 10b5-1 Plan dated November 23, 2009.
F4: Includes 21,875 unvested shares which remain subject to Restricted Stock Units from the Restricted Stock Unit grant that was made to Mr. Ben-Natan on 2/24/2009, previously identified on a Form 4 filed 2/26/2009.