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HARMONIC INC. — Director's Dealing 2010
Aug 17, 2010
32122_dirs_2010-08-17_38053cc6-2fc9-4964-a98f-081c1822c9e9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2010-08-15
Reporting Person: DICKSON ROBIN N (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-08-15 | Common Stock | A | 4813 | $0.00 | Acquired | 145814 | Direct |
| 2010-08-15 | Common Stock | F | 1765 | $6.11 | Disposed | 144398 | Direct |
Footnotes
F1: These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2010. These restricted stock units were initially granted to the Reporting Person on 2/24/2009, and were identified on a Form 4 filed
by the Reporting Person on 2/26/2009.
F2: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.
F3: Includes 349 shares of common stock acquired in the company's Section 16-b exempt employee stock purchase plan on 7/1/10.
F4: Includes 24,062 unvested shares which remain subject to Restricted Stock Units from the Restricted Stock Unit grant that was made to Mr. Dickson on 2/24/2009, previously identified on a Form 4 filed 2/26/2009.