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HARMONIC INC. — Director's Dealing 2010
May 18, 2010
32122_dirs_2010-05-18_6ab7e8c6-24fe-48cb-949d-b1377ada094f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2010-05-14
Reporting Person: HARSHMAN PATRICK (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-05-14 | Common Stock | A | 15000 | $0.00 | Acquired | 139753 | Direct |
| 2010-05-14 | Common Stock | F | 5502 | $5.73 | Disposed | 134251 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-05-14 | Restricted Stock Units | $0.00 | D | 15000 | Disposed | 2010-05-14 | Common Stock (15000) | Direct |
Footnotes
F1: These shares of common stock were acquired upon the vesting of restricted stock units on 5/14/2010. These restricted stock units were initially granted to the Reporting Person on 2/19/2010, and were identified on a Form 4 filed
by the Reporting Person on 2/23/2010.
F2: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.
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