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HARLEY-DAVIDSON, INC. — Director's Dealing 2020
May 13, 2020
31265_dirs_2020-05-12_fa1fdabd-a104-466f-b2ee-b185178cff04.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARLEY-DAVIDSON, INC. (HOG)
CIK: 0000793952
Period of Report: 2020-05-08
Reporting Person: ZEITZ JOCHEN (Director, Chairman and Acting President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-05-08 | Common Stock | P | 97850.0000 | $21.2579 | Acquired | 97850.0000 | Direct |
| 2020-05-08 | Common Stock | M | 3676.0140 | $21.4500 | Acquired | 101526.0140 | Direct |
| 2020-05-08 | Common Stock | F | 1076.0000 | $21.4500 | Disposed | 100450.0140 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-05-08 | Post-2014 Share Unit | $ | M | 3676.0140 | Disposed | Common Stock (3676.0140) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0000 | Common Stock (225403.0000) | 225403.0000 | Direct | |
| Share Units | $ | Common Stock (22612.4830) | 22612.4830 | Direct |
Footnotes
F1: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.08 to $21.68 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F2: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended
F3: 1-for-1
F4: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.
F5: Each restricted stock unit represents a contingent right to receive one share of stock. Units are subject to forfeiture until vested.
F6: Share units are payable in issuer's common stock following termination of service as a director & are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)