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HARLEY-DAVIDSON, INC. — Director's Dealing 2020
Aug 11, 2020
31265_dirs_2020-08-11_44aadbd4-fc12-4809-8b58-86f971d7a197.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARLEY-DAVIDSON, INC. (HOG)
CIK: 0000793952
Period of Report: 2020-08-07
Reporting Person: Thomas James Darrell (VP - Interim CFO and Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-08-07 | Common Stock | M | 2228.0000 | $24.0100 | Acquired | 23772.0000 | Direct |
| 2020-08-07 | Common Stock | S | 2228.0000 | $25.8600 | Disposed | 21544.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-08-07 | Stock Option (right to buy) | $24.0100 | M | 2228.0000 | Disposed | 2020-08-26 | Common Stock (2228.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1441.0000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0000 | 2022-02-01 | Common Stock (2831.0000) | 2831.0000 | Direct |
| Restricted Stock Units | $0.0000 | 2021-02-02 | Common Stock (1062.0000) | 1062.0000 | Direct |
| Restricted Stock Units | $0.0000 | 2023-02-05 | Common Stock (4403.0000) | 4403.0000 | Direct |
| Restricted Stock Units | $0.0000 | 2022-08-01 | Common Stock (7000.0000) | 7000.0000 | Direct |
| Stock Option (right to buy) | $41.3300 | 2021-02-09 | Common Stock (5884.0000) | 5884.0000 | Direct |
| Stock Option (right to buy) | $45.3200 | 2022-02-06 | Common Stock (6049.0000) | 6049.0000 | Direct |
| Stock Option (right to buy) | $51.7800 | 2023-02-04 | Common Stock (5541.0000) | 5541.0000 | Direct |
| Stock Option (right to buy) | $62.3300 | 2024-02-04 | Common Stock (4963.0000) | 4963.0000 | Direct |
| Stock Option (right to buy) | $63.4900 | 2025-02-03 | Common Stock (5376.0000) | 5376.0000 | Direct |
Footnotes
F1: Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan.
F2: All options are currently exercisable.
F3: On February 1, 2019, the Reporting Person was granted 4,246 restricted stock units vesting with respect to 1,415 shares on February 1, 2020 and February 1, 2021, and 1,416 shares on February 1, 2022.
F4: On February 2, 2018, the Reporting Person was granted 3,184 restricted stock units vesting with respect to 1,061 shares on February 2, 2019 and February 2, 2020, and 1,062 shares on February 2, 2021.
F5: On February 5, 2020, the Reporting Person was granted 4,403 restricted stock units vesting with respect to 1,467 shares on February 5, 2021, and 1,468 shares on February 5, 2020 and February 5, 2023.
F6: On August 1, 2019, the Reporting Person was granted 7,000 restricted stock units vesting with respect to 3,500 shares on August 1, 2021 and August 1, 2022.
F7: Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan.