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HARLEY-DAVIDSON, INC. — Director's Dealing 2018
Feb 7, 2018
31265_dirs_2018-02-06_68e6901c-e636-4219-a16c-7c5d5e40d5b9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARLEY DAVIDSON INC (HOG)
CIK: 0000793952
Period of Report: 2018-02-02
Reporting Person: Jones Paul J (VP & Chief Legal Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-02 | Common Stock | M | 2529.0000 | $0.0000 | Acquired | 3399.0000 | Direct |
| 2018-02-02 | Common Stock | F | 1177.0000 | $47.5000 | Disposed | 2222.0000 | Direct |
| 2018-02-03 | Common Stock | M | 1444.0000 | $0.0000 | Acquired | 3666.0000 | Direct |
| 2018-02-03 | Common Stock | F | 679.0000 | $47.5000 | Disposed | 2987.0000 | Direct |
| 2018-02-05 | Common Stock | S | 870.0000 | $47.6220 | Disposed | 2117.0000 | Direct |
| 2018-02-06 | Common Stock | S | 2117.0000 | $48.0000 | Disposed | 0.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-02 | Restricted Stock Units | $0.0000 | M | 2529.0000 | Disposed | Common Stock (2529.0000) | Direct | |
| 2018-02-03 | Restricted Stock Units | $0.0000 | M | 1444.0000 | Disposed | Common Stock (1444.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1887.2100 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $45.3200 | 2022-02-06 | Common Stock (11039.0000) | 11039.0000 | Direct |
| Stock Option (right to buy) | $51.7800 | 2023-02-04 | Common Stock (11536.0000) | 11536.0000 | Direct |
| Stock Option (right to buy) | $62.3300 | 2024-02-04 | Common Stock (12989.0000) | 12989.0000 | Direct |
| Stock Option (right to buy) | $63.4900 | 2025-02-03 | Common Stock (13860.0000) | 13860.0000 | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/2/2016 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
F2: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/3/2015 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
F3: Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan.
F4: All options are currently exercisable.
F5: Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan.