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HARLEY-DAVIDSON, INC. — Director's Dealing 2018
Aug 14, 2018
31265_dirs_2018-08-14_83fdb460-ca5f-4396-a1e2-20f455ec412b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARLEY DAVIDSON INC (HOG)
CIK: 0000793952
Period of Report: 2018-08-10
Reporting Person: HUND LAWRENCE G (President-HDFS)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-08-10 | Common Stock | M | 25040.0000 | $18.9200 | Acquired | 29715.0000 | Direct |
| 2018-08-10 | Common Stock | M | 12000.0000 | $22.6300 | Acquired | 41715.0000 | Direct |
| 2018-08-10 | Common Stock | S | 12000.0000 | $43.3391 | Disposed | 29715.0000 | Direct |
| 2018-08-10 | Common Stock | S | 25040.0000 | $43.3312 | Disposed | 4675.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-08-10 | Stock Option (right to buy) | $22.6300 | M | 12000.0000 | Disposed | 2020-02-10 | Common Stock (12000.0000) | Direct |
| 2018-08-10 | Stock Option (right to buy) | $18.9200 | M | 25040.0000 | Disposed | 2019-07-17 | Common Stock (25040.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1619.0000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0000 | Common Stock (30914.0000) | 30914.0000 | Direct | |
| Stock Option (right to buy) | $62.3300 | 2025-02-04 | Common Stock (19509.0000) | 19509.0000 | Direct |
| Stock Option (right to buy) | $63.4900 | 2025-02-03 | Common Stock (20950.0000) | 20950.0000 | Direct |
Footnotes
F1: The price in Column 4 is a weighted average price. The prices actually received ranged from $43.14 to $43.57. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
F2: The price in Column 4 is a weighted average price. The prices actually received ranged from $43.25 to $43.57. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
F3: Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan
F4: All options are currently exercisable.
F5: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/14/18 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
F6: Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan