AI assistant
HARLEY-DAVIDSON, INC. — Director's Dealing 2017
Feb 4, 2017
31265_dirs_2017-02-03_233c452f-9aea-4cea-bde9-3d3ee4fc2f8b.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARLEY DAVIDSON INC (HOG)
CIK: 0000793952
Period of Report: 2017-02-01
Reporting Person: Kumbier Michelle (SVP, Motor Co. Product & Ops)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-01 | Restricted Stock Units | $0.0000 | A | 6298.0000 | Acquired | Common Stock (6298.0000) | Direct | |
| 2017-02-01 | Restricted Stock Units | $0.0000 | A | 10603.0000 | Acquired | Common Stock (10603.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2309.4084 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $51.7800 | 2023-02-04 | Common Stock (10980.0000) | 10980.0000 | Direct |
| Stock Option (right to buy) | $62.3300 | 2024-02-04 | Common Stock (9823.0000) | 9823.0000 | Direct |
| Stock Option (right to buy) | $63.4900 | 2025-02-03 | Common Stock (10484.0000) | 10484.0000 | Direct |
| Stock Option (right to buy) | $68.9100 | 2017-02-14 | Common Stock (2934.0000) | 2934.0000 | Direct |
Footnotes
F1: Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan.
F2: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/1/2017 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
F3: Each restricted stock unit (RSU) represents a contingent right to receive one share of stock. The RSUs granted vest in full after 3 years from the date of grant. Units are subject to forfeiture until vested.
F4: Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan.
F5: All options are currently exercisable.
F6: Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
F7: Options granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
F8: Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan.