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HARLEY-DAVIDSON, INC. — Director's Dealing 2017
Feb 7, 2017
31265_dirs_2017-02-06_c7f1c836-c021-4978-93ae-6fee98adb82a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARLEY DAVIDSON INC (HOG)
CIK: 0000793952
Period of Report: 2017-02-02
Reporting Person: LEVATICH MATTHEW S (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-02 | Common Stock | M | 13158.0000 | $0.0000 | Acquired | 70056.0000 | Direct |
| 2017-02-02 | Common Stock | F | 6553.0000 | $56.2500 | Disposed | 63503.0000 | Direct |
| 2017-02-03 | Common Stock | M | 7875.0000 | $0.0000 | Acquired | 71378.0000 | Direct |
| 2017-02-03 | Common Stock | F | 3907.0000 | $56.4500 | Disposed | 67471.0000 | Direct |
| 2017-02-04 | Common Stock | M | 3430.0000 | $0.0000 | Acquired | 70901.0000 | Direct |
| 2017-02-04 | Common Stock | F | 1702.0000 | $56.4500 | Disposed | 69199.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-02 | Restricted Stock Units | $0.0000 | M | 13158.0000 | Disposed | Common Stock (13158.0000) | Direct | |
| 2017-02-03 | Restricted Stock Units | $0.0000 | M | 7875.0000 | Disposed | Common Stock (7875.0000) | Direct | |
| 2017-02-04 | Restricted Stock Units | $0.0000 | M | 3430.0000 | Disposed | Common Stock (3430.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 589.9684 | Indirect |
| Common Stock | 10.1459 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $39.0400 | 2018-02-13 | Common Stock (19447.0000) | 19447.0000 | Direct |
| Stock Option (right to buy) | $41.3300 | 2021-02-09 | Common Stock (26247.0000) | 26247.0000 | Direct |
| Stock Option (right to buy) | $45.3200 | 2022-02-06 | Common Stock (32198.0000) | 32198.0000 | Direct |
| Stock Option (right to buy) | $51.7800 | 2023-02-04 | Common Stock (34567.0000) | 34567.0000 | Direct |
| Stock Option (right to buy) | $62.3300 | 2024-02-04 | Common Stock (32926.0000) | 32926.0000 | Direct |
| Stock Option (right to buy) | $63.4900 | 2025-02-03 | Common Stock (75602.0000) | 75602.0000 | Direct |
| Stock Option (right to buy) | $68.9100 | 2017-02-14 | Common Stock (9149.0000) | 9149.0000 | Direct |
Footnotes
F1: On 2/2/2017, 13,158 restricted stock units vested; on 2/3/2017, 7,875 restricted stock units vested; on 2/4/2017, 3,430 restricted stock units vested. A total of 12,162 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 12,291 shares are now reflected as common stock.
F2: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
F3: Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan.
F4: All options are currently exercisable.
F5: Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan.
F6: Options granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
F7: Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan.