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HARLEY-DAVIDSON, INC. — Director's Dealing 2017
Feb 7, 2017
31265_dirs_2017-02-06_379c1b71-3a93-4114-9065-17de09a817f9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARLEY DAVIDSON INC (HOG)
CIK: 0000793952
Period of Report: 2017-02-02
Reporting Person: HUND LAWRENCE G (President-HDFS)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-02 | Common Stock | M | 3592.0000 | $0.0000 | Acquired | 7977.0000 | Direct |
| 2017-02-02 | Common Stock | F | 1704.0000 | $56.2500 | Disposed | 6273.0000 | Direct |
| 2017-02-03 | Common Stock | M | 2182.0000 | $0.0000 | Acquired | 8455.0000 | Direct |
| 2017-02-03 | Common Stock | F | 946.0000 | $56.4500 | Disposed | 7509.0000 | Direct |
| 2017-02-04 | Common Stock | M | 2033.0000 | $0.0000 | Acquired | 9542.0000 | Direct |
| 2017-02-04 | Common Stock | F | 882.0000 | $56.4500 | Disposed | 8660.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-02 | Restricted Stock Units | $0.0000 | M | 3592.0000 | Disposed | Common Stock (3592.0000) | Direct | |
| 2017-02-03 | Restricted Stock Units | $0.0000 | M | 2182.0000 | Disposed | Common Stock (2182.0000) | Direct | |
| 2017-02-04 | Restricted Stock Units | $0.0000 | M | 2033.0000 | Disposed | Common Stock (2033.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1619.0000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $18.9200 | 2019-07-17 | Common Stock (40053.0000) | 40053.0000 | Direct |
| Stock Option (right to buy) | $22.6300 | 2020-02-10 | Common Stock (25073.0000) | 25073.0000 | Direct |
| Stock Option (right to buy) | $62.3300 | 2025-02-04 | Common Stock (19509.0000) | 19509.0000 | Direct |
| Stock Option (right to buy) | $63.4900 | 2025-02-03 | Common Stock (20950.0000) | 20950.0000 | Direct |
Footnotes
F1: On 2/2/2017, 3,592 restricted stock units vested; on 2/3/2017, 2,182 restricted stock units vested; on 2/4/2017, 2,033 restricted stock units vested. A total of 3,532 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 4,275 shares are now reflected as common stock.
F2: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
F3: Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan.
F4: All options are currently exercisable.
F5: Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan.
F6: Options granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.