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HARLEY-DAVIDSON, INC. — Director's Dealing 2017
Feb 7, 2017
31265_dirs_2017-02-06_d4b48d99-eeff-401d-8a40-c8543bb2f526.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARLEY DAVIDSON INC (HOG)
CIK: 0000793952
Period of Report: 2017-02-02
Reporting Person: Cummings Sean (SVP, Global Demand)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-02 | Common Stock | M | 1721.0000 | $0.0000 | Acquired | 2159.0000 | Direct |
| 2017-02-02 | Common Stock | F | 684.0000 | $56.2500 | Disposed | 1475.0000 | Direct |
| 2017-02-03 | Common Stock | M | 735.0000 | $0.0000 | Acquired | 2210.0000 | Direct |
| 2017-02-03 | Common Stock | F | 251.0000 | $56.4500 | Disposed | 1959.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-02 | Restricted Stock Units | $0.0000 | M | 1721.0000 | Disposed | Common Stock (1721.0000) | Direct | |
| 2017-02-03 | Restricted Stock Units | $0.0000 | M | 735.0000 | Disposed | Common Stock (735.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 634.0769 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $63.4900 | 2025-02-03 | Common Stock (3528.0000) | 3528.0000 | Direct |
Footnotes
F1: On 2/2/2017, 1,721 restricted stock units vested; on 2/3/2017, 735 restricted stock units vested. A total of 935 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 1,521 shares are now reflected as common stock.
F2: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
F3: Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan.
F4: Options granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.