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HARLEY-DAVIDSON, INC. — Director's Dealing 2017
Feb 7, 2017
31265_dirs_2017-02-06_99cee9f0-576a-45b8-adaa-1382fadb0d16.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARLEY DAVIDSON INC (HOG)
CIK: 0000793952
Period of Report: 2017-02-02
Reporting Person: Olin John A (SVP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-02 | Common Stock | M | 4361.0000 | $0.0000 | Acquired | 36536.0000 | Direct |
| 2017-02-02 | Common Stock | F | 2221.0000 | $56.2500 | Disposed | 34315.0000 | Direct |
| 2017-02-03 | Common Stock | M | 2651.0000 | $0.0000 | Acquired | 36966.0000 | Direct |
| 2017-02-03 | Common Stock | F | 1253.0000 | $56.4500 | Disposed | 35713.0000 | Direct |
| 2017-02-04 | Common Stock | M | 2368.0000 | $0.0000 | Acquired | 38081.0000 | Direct |
| 2017-02-04 | Common Stock | F | 1119.0000 | $56.4500 | Disposed | 36962.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-02 | Restricted Stock Units | $0.0000 | M | 4361.0000 | Disposed | Common Stock (4361.0000) | Direct | |
| 2017-02-03 | Restricted Stock Units | $0.0000 | M | 2651.0000 | Disposed | Common Stock (2651.0000) | Direct | |
| 2017-02-04 | Restricted Stock Units | $0.0000 | M | 2368.0000 | Disposed | Common Stock (2368.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 312.0076 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $12.3000 | 2019-02-12 | Common Stock (12587.0000) | 12587.0000 | Direct |
| Stock Option (right to buy) | $22.6300 | 2020-02-10 | Common Stock (44465.0000) | 44465.0000 | Direct |
| Stock Option (right to buy) | $28.5400 | 2019-10-19 | Common Stock (30000.0000) | 30000.0000 | Direct |
| Stock Option (right to buy) | $39.0400 | 2018-02-13 | Common Stock (28760.0000) | 28760.0000 | Direct |
| Stock Option (right to buy) | $41.3300 | 2021-02-09 | Common Stock (13059.0000) | 13059.0000 | Direct |
| Stock Option (right to buy) | $45.3200 | 2022-02-06 | Common Stock (20194.0000) | 20194.0000 | Direct |
| Stock Option (right to buy) | $51.7800 | 2023-02-04 | Common Stock (22825.0000) | 22825.0000 | Direct |
| Stock Option (right to buy) | $62.3300 | 2024-02-04 | Common Stock (22726.0000) | 22726.0000 | Direct |
| Stock Option (right to buy) | $63.4900 | 2025-02-03 | Common Stock (25453.0000) | 25453.0000 | Direct |
| Stock Option (right to buy) | $68.9100 | 2017-02-14 | Common Stock (6111.0000) | 6111.0000 | Direct |
Footnotes
F1: On 2/2/2017, 4,361 restricted stock units vested; on 2/3/2017, 2,651 restricted stock units vested; on 2/4/2017, 2,368 restricted stock units vested. 4,593 shares were withheld to pay the tax withholding associated with the vestings. Accordingly, the remaining 4,787 shares are now reflected as common stock.
F2: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
F3: Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan.
F4: All options are currently exercisable.
F5: Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan
F6: Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan.
F7: Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan.
F8: Options granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.