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HARLEY-DAVIDSON, INC. — Director's Dealing 2017
Feb 7, 2017
31265_dirs_2017-02-06_49f837e3-c7db-4408-9116-6033a250b5dd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARLEY DAVIDSON INC (HOG)
CIK: 0000793952
Period of Report: 2017-02-02
Reporting Person: KORNETZKE MARK R (Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-02 | Common Stock | M | 565.0000 | $0.0000 | Acquired | 565.0000 | Direct |
| 2017-02-02 | Common Stock | F | 228.0000 | $56.2500 | Disposed | 337.0000 | Direct |
| 2017-02-03 | Common Stock | M | 438.0000 | $0.0000 | Acquired | 775.0000 | Direct |
| 2017-02-03 | Common Stock | F | 177.0000 | $56.4500 | Disposed | 598.0000 | Direct |
| 2017-02-04 | Common Stock | M | 432.0000 | $0.0000 | Acquired | 1030.0000 | Direct |
| 2017-02-04 | Common Stock | F | 175.0000 | $56.4500 | Disposed | 855.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-02 | Restricted Stock Units | $0.0000 | M | 565.0000 | Disposed | Common Stock (565.0000) | Direct | |
| 2017-02-03 | Restricted Stock Units | $0.0000 | M | 438.0000 | Disposed | Common Stock (438.0000) | Direct | |
| 2017-02-04 | Restricted Stock Units | $0.0000 | M | 432.0000 | Disposed | Common Stock (432.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1815.2935 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $22.6300 | 2020-02-10 | Common Stock (3626.0000) | 3626.0000 | Direct |
| Stock Option (right to buy) | $41.3300 | 2021-02-09 | Common Stock (2524.0000) | 2524.0000 | Direct |
| Stock Option (right to buy) | $45.3200 | 2022-02-06 | Common Stock (2565.0000) | 2565.0000 | Direct |
| Stock Option (right to buy) | $51.7800 | 2023-02-04 | Common Stock (2369.0000) | 2369.0000 | Direct |
| Stock Option (right to buy) | $62.3300 | 2024-02-04 | Common Stock (2071.0000) | 2071.0000 | Direct |
| Stock Option (right to buy) | $63.4900 | 2025-02-03 | Common Stock (2100.0000) | 2100.0000 | Direct |
| Stock Option (right to buy) | $68.9100 | 2017-02-14 | Common Stock (1698.0000) | 1698.0000 | Direct |
Footnotes
F1: On 2/2/2017, 565 restricted stock units vested; on 2/3/2017, 438 restricted stock units vested; on 2/4/2017, 432 restricted stock units vested. 580 shares were withheld to pay the tax withholding associated with the vestings. Accordingly, the remaining 855 shares are now reflected as common stock.
F2: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
F3: Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan
F4: All options are currently exercisable.
F5: Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan.
F6: Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan.
F7: Options granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
F8: Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan.