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HARLEY-DAVIDSON, INC. — Director's Dealing 2017
Feb 7, 2017
31265_dirs_2017-02-06_53216e62-827e-4bba-aa80-7b764d0c3dfb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARLEY DAVIDSON INC (HOG)
CIK: 0000793952
Period of Report: 2017-02-02
Reporting Person: Rocker Tchernavia (VP-Human Resources)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-02 | Common Stock | M | 903.0000 | $0.0000 | Acquired | 903.0000 | Direct |
| 2017-02-02 | Common Stock | F | 364.0000 | $56.2500 | Disposed | 539.0000 | Direct |
| 2017-02-03 | Common Stock | M | 683.0000 | $0.0000 | Acquired | 1222.0000 | Direct |
| 2017-02-03 | Common Stock | F | 276.0000 | $56.4500 | Disposed | 946.0000 | Direct |
| 2017-02-04 | Common Stock | M | 667.0000 | $0.0000 | Acquired | 1613.0000 | Direct |
| 2017-02-04 | Common Stock | F | 236.0000 | $56.4500 | Disposed | 1377.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-02 | Restricted Stock Units | $0.0000 | M | 903.0000 | Disposed | Common Stock (903.0000) | Direct | |
| 2017-02-03 | Restricted Stock Units | $0.0000 | M | 683.0000 | Disposed | Common Stock (683.0000) | Direct | |
| 2017-02-04 | Restricted Stock Units | $0.0000 | M | 667.0000 | Disposed | Common Stock (667.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 593.8061 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0000 | Common Stock (5302.0000) | 5302.0000 | Direct | |
| Stock Option (right to buy) | $45.3200 | 2022-02-06 | Common Stock (4237.0000) | 4237.0000 | Direct |
| Stock Option (right to buy) | $51.7800 | 2023-02-04 | Common Stock (3708.0000) | 3708.0000 | Direct |
| Stock Option (right to buy) | $62.3300 | 2024-02-04 | Common Stock (3200.0000) | 3200.0000 | Direct |
| Stock Option (right to buy) | $63.4900 | 2025-02-03 | Common Stock (3276.0000) | 3276.0000 | Direct |
| Stock Option (right to buy) | $68.9100 | 2017-02-14 | Common Stock (820.0000) | 820.0000 | Direct |
Footnotes
F1: On 2/2/2017, 903 restricted stock units vested; on 2/3/2017, 683 restricted stock units vested; on 2/4/2017, 667 restricted stock units vested. 876 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 1,377 shares are now reflected as common stock.
F2: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 and 2/2/2016 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
F3: Each restricted stock unit (RSU) represents a contingent right to receive one share of stock. The RSUs granted vest in full after 3 years from the date of grant. Units are subject to forfeiture until vested.
F4: Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan.
F5: All options are currently exercisable.
F6: Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan.
F7: Options granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
F8: Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan.