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HARLEY-DAVIDSON, INC. — Director's Dealing 2017
Feb 9, 2017
31265_dirs_2017-02-08_15bebe73-e39b-4f36-a8bd-292031afdeb8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARLEY DAVIDSON INC (HOG)
CIK: 0000793952
Period of Report: 2017-02-06
Reporting Person: Kumbier Michelle (SVP, Motor Co. Product & Ops)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-06 | Common Stock | S | 3049.0000 | $56.5640 | Disposed | 0.0000 | Direct |
| 2017-02-07 | Common Stock | I | 1707.9994 | $56.6100 | Disposed | 601.4090 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0000 | Common Stock (22743.0000) | 22743.0000 | Direct | |
| Restricted Stock Units | $0.0000 | Common Stock (10603.0000) | 10603.0000 | Direct | |
| Stock Option (right to buy) | $51.7800 | 2023-02-04 | Common Stock (10980.0000) | 10980.0000 | Direct |
| Stock Option (right to buy) | $62.3300 | 2024-02-04 | Common Stock (9823.0000) | 9823.0000 | Direct |
| Stock Option (right to buy) | $63.4900 | 2025-02-03 | Common Stock (10484.0000) | 10484.0000 | Direct |
| Stock Option (right to buy) | $68.9100 | 2017-02-14 | Common Stock (2934.0000) | 2934.0000 | Direct |
Footnotes
F1: On February 7, 2017, Ms. Kumbier reallocated the funds in her 40l(k) account
F2: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted and 2/3/2015, 2/2/2016 and 2/1/2017 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
F3: Each restricted stock unit (RSU) represents a contingent right to receive one share of stock. The RSUs granted vest in full after 3 years from the date of grant. Units are subject to forfeiture until vested.
F4: Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan.
F5: All options are currently exercisable.
F6: Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan.
F7: Options granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
F8: Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan.