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HARLEY-DAVIDSON, INC. — Director's Dealing 2015
Feb 6, 2015
31265_dirs_2015-02-05_0fe2fa2a-96d6-4e9d-9706-3f33347f5bfc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARLEY DAVIDSON INC (HOG)
CIK: 0000793952
Period of Report: 2015-02-03
Reporting Person: Olin John A (SVP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-02-04 | Common Stock | M | 2367.0000 | $0.0000 | Acquired | 27777.0000 | Direct |
| 2015-02-04 | Common Stock | F | 1705.0000 | $62.7600 | Disposed | 26072.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-02-03 | Restricted Stock Units | $0.0000 | A | 23626.0000 | Acquired | Common Stock (23626.0000) | Direct | |
| 2015-02-03 | Stock Option (right to buy) | $63.4900 | A | 75602.0000 | Acquired | 2025-02-03 | Common Stock (75602.0000) | Direct |
| 2015-02-04 | Restricted Stock Units | $0.0000 | M | 2367.0000 | Disposed | Common Stock (2367.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (restricted stock) | 4482.0000 | Direct |
| Common Stock | 2.2997 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $51.7800 | 2023-02-04 | Common Stock (22825.0000) | 22825.0000 | Direct |
| Stock Option (right to buy) | $62.3300 | 2024-02-04 | Common Stock (22726.0000) | 22726.0000 | Direct |
| Stock Option (right to buy) | $45.3200 | 2022-02-06 | Common Stock (20194.0000) | 20194.0000 | Direct |
| Stock Option (right to buy) | $41.3300 | 2021-02-09 | Common Stock (13059.0000) | 13059.0000 | Direct |
| Stock Option (right to buy) | $22.6300 | 2020-02-10 | Common Stock (44465.0000) | 44465.0000 | Direct |
| Stock Option (right to buy) | $12.3000 | 2019-02-12 | Common Stock (12587.0000) | 12587.0000 | Direct |
| Stock Option (right to buy) | $39.0400 | 2018-02-13 | Common Stock (28760.0000) | 28760.0000 | Direct |
| Stock Option (right to buy) | $68.9100 | 2017-02-14 | Common Stock (6111.0000) | 6111.0000 | Direct |
| Stock Option (right to buy) | $28.5400 | 2019-10-19 | Common Stock (30000.0000) | 30000.0000 | Direct |
Footnotes
F1: On 2/4/2015, 2378 shares of restricted stock vested. 876 shares were withheld to pay the tax withholding associated with the vesting. Additionally, on 2/4/2015, 2367 restricted stock units vested. 829 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 3040 shares are now reflected as common stock.
F2: The shares of unvested restricted stock granted 2/12/09 were granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan and are subject to forfeiture until completion of a four-year vesting period. The restricted stock granted 2/10/10, 2/9/11, 2/6/12 and 2/4/13 was granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan and one-third of the shares of restricted stock vest on each of the first three anniversaries of the date of grant and are subject to forfeiture until vested.
F3: Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan.
F4: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/3/2015 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
F5: Options granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
F6: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested
F7: Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan
F8: Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
F9: Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan and shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
F10: Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan.
F11: Options granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan shall become exercisable for 25% of the shares covered by the option on each of the first four anniversaries of the date of grant.
F12: All options are currently exercisable.
F13: Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for 25% of the shares covered by the option on each of the first four anniversaries of the date of grant.