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HARLEY-DAVIDSON, INC. — Director's Dealing 2015
Feb 12, 2015
31265_dirs_2015-02-11_847f91e0-e47b-4960-9492-cc703491d5bc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARLEY DAVIDSON INC (HOG)
CIK: 0000793952
Period of Report: 2015-02-09
Reporting Person: Jones Paul J (VP, General Counsel & Sec'y)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-02-09 | Common Stock | M | 6788.0000 | $41.3300 | Acquired | 9142.0000 | Direct |
| 2015-02-09 | Common Stock | S | 9142.0000 | $64.2700 | Disposed | 0.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-02-09 | Stock Option (right to buy) | $41.3300 | M | 6788.0000 | Disposed | 2021-02-09 | Common Stock (6788.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (restricted stock) | 1202.0000 | Direct |
| Common Stock | 1038.5399 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0000 | Common Stock (7037.0000) | 7037.0000 | Direct | |
| Stock Option (right to buy) | $63.4900 | 2025-02-03 | Common Stock (13860.0000) | 13860.0000 | Direct |
| Stock Option (right to buy) | $51.7800 | 2023-02-04 | Common Stock (11536.0000) | 11536.0000 | Direct |
| Stock Option (right to buy) | $62.3300 | 2024-02-04 | Common Stock (12989.0000) | 12989.0000 | Direct |
| Stock Option (right to buy) | $45.3200 | 2022-02-06 | Common Stock (11039.0000) | 11039.0000 | Direct |
Footnotes
F1: The restricted stock granted 2/4/13 was granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan and one-third of the shares of restricted stock vest on each of the first three anniversaries of the date of grant and the shares are subject to forfeiture until vested.
F2: Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan
F3: All options are currently exercisable.
F4: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
F5: Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan.
F6: Options granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
F7: Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.