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HARLEY-DAVIDSON, INC. — Director's Dealing 2015
Mar 2, 2015
31265_dirs_2015-03-02_885f1f76-7378-4585-bd78-adcab0e865a1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARLEY DAVIDSON INC (HOG)
CIK: 0000793952
Period of Report: 2015-02-26
Reporting Person: CALAWAY TONIT M (VP, Human Resources)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-02-26 | Common Stock | M | 4309.0000 | $45.3200 | Acquired | 4309.0000 | Direct |
| 2015-02-26 | Common Stock | M | 3500.0000 | $51.7800 | Acquired | 7809.0000 | Direct |
| 2015-02-26 | Common Stock | S | 7809.0000 | $63.6800 | Disposed | 0.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-02-26 | Stock Option (right to buy) | $51.7800 | M | 3500.0000 | Disposed | 2023-02-04 | Common Stock (3500.0000) | Direct |
| 2015-02-26 | Stock Option (right to buy) | $45.3200 | M | 4309.0000 | Disposed | 2022-02-06 | Common Stock (4309.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (restricted stock) | 1112.0000 | Direct |
| Common Stock | 3643.1534 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0000 | Common Stock (6214.0000) | 6214.0000 | Direct | |
| Stock Option (right to buy) | $63.4900 | 2025-02-03 | Common Stock (12399.0000) | 12399.0000 | Direct |
| Stock Option (right to buy) | $62.3300 | 2025-02-04 | Common Stock (11226.0000) | 11226.0000 | Direct |
| Stock Option (right to buy) | $39.0400 | 2018-02-13 | Common Stock (152.0000) | 152.0000 | Direct |
| Stock Option (right to buy) | $51.4600 | 2016-02-14 | Common Stock (1024.0000) | 1024.0000 | Direct |
| Stock Option (right to buy) | $68.9100 | 2017-02-14 | Common Stock (3198.0000) | 3198.0000 | Direct |
Footnotes
F1: The restricted stock granted 2/4/13 was granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan and one-third of the shares of restricted stock vest on each of the first three anniversaries of the date of grant and are subject to forfeiture until vested.
F2: Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan
F3: Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
F4: Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan.
F5: All options are currently exercisable.
F6: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
F7: Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan
F8: Options granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.