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HARLEY-DAVIDSON, INC. — Director's Dealing 2015
May 5, 2015
31265_dirs_2015-05-04_599db5dd-cde5-48c4-b6b4-4c017c8be5ab.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARLEY DAVIDSON INC (HOG)
CIK: 0000793952
Period of Report: 2015-04-30
Reporting Person: WANDELL KEITH E (Director, Chairman, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-04-30 | Common Stock | M | 20322.0000 | $0.0000 | Acquired | 162547.0000 | Direct |
| 2015-04-30 | Common Stock | F | 15687.0000 | $56.2100 | Disposed | 146860.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-04-30 | Restricted Stock Units | $0.0000 | M | 20322.0000 | Disposed | Common Stock (20322.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1425.7150 | Indirect |
| Common Stock | 500.0000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $51.7800 | 2023-02-04 | Common Stock (112538.0000) | 112538.0000 | Direct |
| Stock Option (right to buy) | $62.3300 | 2024-02-04 | Common Stock (97545.0000) | 97545.0000 | Direct |
| Stock Option (right to buy) | $45.3200 | 2022-02-06 | Common Stock (110032.0000) | 110032.0000 | Direct |
| Stock Option (right to buy) | $41.3300 | 2021-02-09 | Common Stock (50000.0000) | 50000.0000 | Direct |
Footnotes
F1: On 4/30/2015 (close of business), 11,723 shares of restricted stock automatically vested due to the retirement of Mr. Wandell. 5739 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 5984 shares are now reflected as common stock.
F2: On 4/30/2015 (close of business), 11,723 shares of restricted stock and 20,322 shares of restricted stock units automatically vested, respectively, due to the retirement of Mr. Wandell . 5739 shares of common stock were withheld to pay the tax withholding associated with the vesting of the restricted stock and 9948 shares of common stock were withheld to pay the tax withholding associated with the vesting of the restricted stock units.
F3: On 4/30/2015, 20,322 restricted stock unts vested automatically due to the retirement of Mr. Wandell. Each restricted stock unit represents a contingent right to receive one share of stock.
F4: On 4/30/2015 (close of business), Mr. Wandell retired as CEO and President of Harley-Davidson, Inc. Pursuant to the provisions of the Company's 2009 Incentive Stock Plan, 20,322 restricted stock units automatically vested as of close of business on 4/30/2015. Additionally, pursuant to the Company's 2014 Incentive Stock Plan, 31,863 restricted stock unts were forfeited.
F5: Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan
F6: On 4/30/2015 (close of business), Mr. Wandell retired as President and CEO of Harley-Davidson, Inc. Pursuant to the Company's 2009 Incentive Stock Plan, 37,513 stock options automatically vested as of 4/30/2015 (close of business)
F7: On 4/30/2015 (close of business), Mr. Wandell retired as President and CEO of Harley-Davidson, Inc. Pursuant to the Company's 2009 Incentive Stock Plan, 65,030 stock options automatically vested as of 4/30/2015 (close of business).
F8: All options are currently exercisable.