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HARLEY-DAVIDSON, INC. — Director's Dealing 2015
May 7, 2015
31265_dirs_2015-05-06_a4172058-15cb-4538-a2d0-02d9aaa13ae6.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: HARLEY DAVIDSON INC (HOG)
CIK: 0000793952
Period of Report: 2015-05-01
Reporting Person: McAllister Marc D (VP and Mg. Dir., AP)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1732.0000 | Direct |
| Common Stock (restricted stock) | 387.0000 | Direct |
| Common Stock | 12.0000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Deferred Restricted Stock Unit | $0.0000 | Common Stock (2751.0000) | Direct | ||
| Restricted Stock Units | $0.0000 | Common Stock (2738.0000) | Direct | ||
| Stock Appreciation Right | $12.3000 | 2019-02-12 | Common Stock (5072.0000) | Direct | |
| Stock Appreciation Right | $39.0400 | 2018-02-13 | Common Stock (2390.0000) | Direct | |
| Stock Option (right to buy) | $41.3300 | 2021-02-09 | Common Stock (2581.0000) | Direct | |
| Stock Option (right to buy) | $45.3200 | 2022-02-06 | Common Stock (2518.0000) | Direct | |
| Stock Option (right to buy) | $51.7800 | 2023-02-04 | Common Stock (3708.0000) | Direct | |
| Stock Option (right to buy) | $62.3300 | 2024-02-04 | Common Stock (3080.0000) | Direct | |
| Stock Option (right to buy) | $63.4900 | 2025-02-03 | Common Stock (4654.0000) | Direct |
Footnotes
F1: Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan
F2: Deferred restricted stock units were deferred pursuant to the Harley-Davidson, Inc. Management Deferred Compensation Plan. Each such unit represents a contingent right to receive one share of stock upon Separation from Service in accordance with the Harley-Davidson, Inc. Management Deferred Compensation Plan . One third of the units granted on 2/3/2013 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
F3: Each restricted stock unit represents a contingent right to receive one share of stock. One third of the units granted on 2/4/2014 and 2/3/2015 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
F4: Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan.
F5: All stock appreciation rights are currently exercisable.
F6: Options granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
F7: All options are currently exercisable.
F8: Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
F9: Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan.