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HARLEY-DAVIDSON, INC. — Director's Dealing 2015
May 7, 2015
31265_dirs_2015-05-06_b5de9d4b-76b9-471e-b75f-02c028e357de.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: HARLEY DAVIDSON INC (HOG)
CIK: 0000793952
Period of Report: 2015-05-01
Reporting Person: RICHER MARK HANS (SVP, Chief Mktg Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 20498.0000 | Direct |
| Common Stock (restricted stock) | 835.0000 | Direct |
| Common Stock | 1670.1942 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0000 | Common Stock (4055.0000) | Direct | ||
| Stock Option (right to buy) | $12.3000 | 2019-02-12 | Common Stock (17726.0000) | Direct | |
| Stock Option (right to buy) | $22.6300 | 2020-02-10 | Common Stock (16213.0000) | Direct | |
| Stock Option (right to buy) | $39.0400 | 2018-02-03 | Common Stock (37842.0000) | Direct | |
| Stock Option (right to buy) | $41.3300 | 2021-02-09 | Common Stock (10323.0000) | Direct | |
| Stock Option (right to buy) | $45.3200 | 2022-02-06 | Common Stock (8779.0000) | Direct | |
| Stock Option (right to buy) | $51.7800 | 2023-02-04 | Common Stock (8013.0000) | Direct | |
| Stock Option (right to buy) | $57.8100 | 2017-08-01 | Common Stock (10000.0000) | Direct | |
| Stock Option (right to buy) | $62.3300 | 2024-02-04 | Common Stock (7444.0000) | Direct | |
| Stock Option (right to buy) | $63.4900 | 2025-02-03 | Common Stock (8014.0000) | Direct |
Footnotes
F1: Restricted Stock was granted 2/4/2013 pursuant to the Harley-Davidson 2009 Incentive Stock plan. and one-third of the shares of restricted stock vest on each of the first three anniversaries of the date of grant and are subject to forfeiture until vested.
F2: Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan or the Harley-Davidson, Inc. 2014 Incentive Stock Plan.
F3: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 and 2/3/2015 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
F4: Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan.
F5: All options are currently exercisable.
F6: Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan
F7: Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
F8: Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan.
F9: Options granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.