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HARLEY-DAVIDSON, INC. — Director's Dealing 2015
Aug 19, 2015
31265_dirs_2015-08-18_80be9f8f-b1a5-472f-b19f-9c868ef66ff0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARLEY DAVIDSON INC (HOG)
CIK: 0000793952
Period of Report: 2015-08-17
Reporting Person: RICHER MARK HANS (SVP, Chief Mktg Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-08-17 | Common Stock | M | 10000.0000 | $12.3000 | Acquired | 30498.0000 | Direct |
| 2015-08-17 | Common Stock | S | 10000.0000 | $59.3199 | Disposed | 20498.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-08-17 | Stock Option (right to buy) | $12.3000 | M | 10000.0000 | Disposed | 2019-02-12 | Common Stock (10000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (restricted stock) | 835.0000 | Direct |
| Common Stock | 1678.6027 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0000 | Common Stock (4055.0000) | 4055.0000 | Direct | |
| Stock Option (right to buy) | $63.4900 | 2025-02-03 | Common Stock (8014.0000) | 8014.0000 | Direct |
| Stock Option (right to buy) | $51.7800 | 2023-02-04 | Common Stock (8013.0000) | 8013.0000 | Direct |
| Stock Option (right to buy) | $62.3300 | 2024-02-04 | Common Stock (7444.0000) | 7444.0000 | Direct |
| Stock Option (right to buy) | $45.3200 | 2022-02-06 | Common Stock (8779.0000) | 8779.0000 | Direct |
| Stock Option (right to buy) | $41.3300 | 2021-02-09 | Common Stock (10323.0000) | 10323.0000 | Direct |
| Stock Option (right to buy) | $22.6300 | 2020-02-10 | Common Stock (16213.0000) | 16213.0000 | Direct |
| Stock Option (right to buy) | $39.0400 | 2018-02-03 | Common Stock (37842.0000) | 37842.0000 | Direct |
| Stock Option (right to buy) | $57.8100 | 2017-08-01 | Common Stock (10000.0000) | 10000.0000 | Direct |
Footnotes
F1: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $59.31 to $59.36 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: The restricted stock was granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan. These shares of restricted stock vest on 2/4/16 and the shares are subject to forfeiture until vested.
F3: Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan.
F4: All options are currently exercisable.
F5: Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan or the Harley-Davidson, Inc. 2014 Incentive Stock Plan.
F6: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 and 2/3/2015 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
F7: Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan.
F8: Options granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
F9: Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan
F10: Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.