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HARLEY-DAVIDSON, INC. — Director's Dealing 2014
Feb 11, 2014
31265_dirs_2014-02-10_49c97348-d1ab-4f58-9db7-f8de3157e168.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARLEY DAVIDSON INC (HOG)
CIK: 0000793952
Period of Report: 2014-02-06
Reporting Person: WANDELL KEITH E (Director, Chairman, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-06 | Common Stock | M | 50000.0000 | $22.6300 | Acquired | 185302.0000 | Direct |
| 2014-02-06 | Common Stock | F | 5104.0000 | $64.5200 | Disposed | 180198.0000 | Direct |
| 2014-02-06 | Common Stock | S | 50000.0000 | $64.3100 | Disposed | 130198.0000 | Direct |
| 2014-02-07 | Common Stock | F | 6190.0000 | $64.9800 | Disposed | 124008.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-06 | Stock Option (right to buy) | $22.6300 | M | 50000.0000 | Disposed | 2020-02-10 | Common Stock (50000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (restricted stock) | 34908.0000 | Direct |
| Common Stock | 1036.6018 | Indirect |
| Common Stock | 500.0000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0000 | Common Stock (30483.0000) | 30483.0000 | Direct | |
| Stock Option (right to buy) | $51.7800 | 2023-02-04 | Common Stock (112538.0000) | 112538.0000 | Direct |
| Stock Option (right to buy) | $62.3300 | 2024-02-04 | Common Stock (97545.0000) | 97545.0000 | Direct |
| Stock Option (right to buy) | $45.3200 | 2022-02-06 | Common Stock (110032.0000) | 110032.0000 | Direct |
| Stock Option (right to buy) | $41.3300 | 2021-02-09 | Common Stock (119545.0000) | 119545.0000 | Direct |
Footnotes
F1: On 2/6/2014, 11,462 shares of restricted stock vested and 5,104 shares were withheld to pay the tax withholding associated with the vesting. On 2/7/2014, 12,453 shares of restricted stock vested and 6,190 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 12,621 shares are now reflected as common stock.
F2: The restricted stock granted 2/6/12 and 2/4/13 was granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan and one-third of the shares of restricted stock vest on each of the first three anniversaries of the date of grant and are subject to forfeiture until vested. On 2/6/2014, 11,462 shares of restricted stock vested and 5,104 shares were withheld to pay the tax withholding associated with the vesting. On 2/7/2014, 12,453 shares of restricted stock vested and 6,190 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 12,621 shares are now reflected as common stock.
F3: Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan
F4: All options are currently exercisable.
F5: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
F6: Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.