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HARLEY-DAVIDSON, INC. — Director's Dealing 2014
Mar 4, 2014
31265_dirs_2014-03-03_06eab89b-09c3-4c34-9a7a-7e5ce58dd3ba.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARLEY DAVIDSON INC (HOG)
CIK: 0000793952
Period of Report: 2014-02-27
Reporting Person: BISCHMANN JOANNE M (Vice President, Communications)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-28 | Common Stock | M | 3476.0000 | $12.3000 | Acquired | 4748.2223 | Direct |
| 2014-02-28 | Common Stock | S | 3476.0000 | $66.2600 | Disposed | 1272.2223 | Direct |
| 2014-02-27 | Common Stock | J | 3224.4365 | $65.4000 | Disposed | 3456.9505 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-28 | Stock Option (right to buy) | $12.3000 | M | 3476.0000 | Disposed | 2019-02-12 | Common Stock (3476.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (restricted stock) | 1585.0000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0000 | Common Stock (1433.0000) | 1433.0000 | Direct | |
| Stock Option (right to buy) | $51.7800 | 2023-02-04 | Common Stock (3392.0000) | 3392.0000 | Direct |
| Stock Option (right to buy) | $62.3300 | 2024-02-04 | Common Stock (4586.0000) | 4586.0000 | Direct |
| Stock Option (right to buy) | $45.3200 | 2022-02-06 | Common Stock (5037.0000) | 5037.0000 | Direct |
| Stock Option (right to buy) | $41.3300 | 2021-02-09 | Common Stock (3614.0000) | 3614.0000 | Direct |
| Stock Option (right to buy) | $22.6300 | 2020-02-10 | Common Stock (5938.0000) | 5938.0000 | Direct |
| Stock Option (right to buy) | $51.4600 | 2016-02-14 | Common Stock (6325.0000) | 6325.0000 | Direct |
| Stock Option (right to buy) | $68.9100 | 2017-02-14 | Common Stock (6513.0000) | 6513.0000 | Direct |
| Stock Option (right to buy) | $61.2000 | 2015-02-15 | Common Stock (11152.0000) | 11152.0000 | Direct |
Footnotes
F1: On 2/27/2014, Ms. Bischmann reallocated the funds in her 401(k) account.
F2: The restricted stock granted 2/6/12 and 2/4/13 was granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan and one-third of the shares of restricted stock vest on each of the first three anniversaries of the date of grant and are subject to forfeiture until vested.
F3: Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan.
F4: All options are currently exercisable.
F5: Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan
F6: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
F7: Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.