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HARLEY-DAVIDSON, INC. — Director's Dealing 2014
May 7, 2014
31265_dirs_2014-05-07_39d4c6f8-7e1e-4d6c-8163-82debed0cd36.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARLEY DAVIDSON INC (HOG)
CIK: 0000793952
Period of Report: 2014-05-05
Reporting Person: Olin John A (SVP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-05-05 | Common Stock | M | 10000.0000 | $12.3000 | Acquired | 35532.0000 | Direct |
| 2014-05-05 | Common Stock | M | 7081.0000 | $61.2000 | Acquired | 42613.0000 | Direct |
| 2014-05-05 | Common Stock | M | 5793.0000 | $51.4600 | Acquired | 48406.0000 | Direct |
| 2014-05-05 | Common Stock | S | 22874.0000 | $72.7300 | Disposed | 25532.0000 | Direct |
| 2014-05-06 | Common Stock | S | 2500.0000 | $73.0000 | Disposed | 23032.0000 | Direct |
| 2014-05-05 | Common Stock | J | 1973.8684 | $73.1500 | Disposed | 0.0000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-05-05 | Stock Option (right to buy) | $12.3000 | M | 10000.0000 | Disposed | 2019-02-12 | Common Stock (10000.0000) | Direct |
| 2014-05-05 | Stock Option (right to buy) | $51.4600 | M | 5793.0000 | Disposed | 2016-02-14 | Common Stock (5793.0000) | Direct |
| 2014-05-05 | Stock Option (right to buy) | $61.2000 | M | 7081.0000 | Disposed | 2015-02-15 | Common Stock (7081.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (restricted stock) | 6860.0000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0000 | Common Stock (7102.0000) | 7102.0000 | Direct | |
| Stock Option (right to buy) | $51.7800 | 2023-02-04 | Common Stock (22825.0000) | 22825.0000 | Direct |
| Stock Option (right to buy) | $62.3300 | 2024-02-04 | Common Stock (22726.0000) | 22726.0000 | Direct |
| Stock Option (right to buy) | $45.3200 | 2022-02-06 | Common Stock (20194.0000) | 20194.0000 | Direct |
| Stock Option (right to buy) | $41.3300 | 2021-02-09 | Common Stock (13059.0000) | 13059.0000 | Direct |
| Stock Option (right to buy) | $22.6300 | 2020-02-10 | Common Stock (44465.0000) | 44465.0000 | Direct |
| Stock Option (right to buy) | $39.0400 | 2018-02-13 | Common Stock (28760.0000) | 28760.0000 | Direct |
| Stock Option (right to buy) | $68.9100 | 2017-02-14 | Common Stock (6111.0000) | 6111.0000 | Direct |
| Stock Option (right to buy) | $28.5400 | 2019-10-19 | Common Stock (30000.0000) | 30000.0000 | Direct |
Footnotes
F1: On 5/5/2014, Mr. Olin reallocated the funds in his 401(k) account.
F2: The restricted stock granted 2/6/12 and 2/4/13 was granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan and one-third of the shares of restricted stock vest on each of the first three anniversaries of the date of grant and are subject to forfeiture until vested.
F3: Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan.
F4: All options are currently exercisable.
F5: Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan
F6: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
F7: Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.